Responsibilities:
- Acting as the MLRO and/or compliance officer for certain clients, following a careful risk assessment of the proposed business.
- Ensuring that clients are compliant with regulatory requirements and AML/CFT controls.
- Developing the policies and procedures related to client onboarding and carrying out risk assessments.
- Implementing clients' compliance monitoring programme.
- Maintaining the business risk appetite and report significant risk to Directors.
- Take ownership of regulatory reporting.
- Qualification in subjects relating to compliance and/or PML/CFT.
- Minimum 4 years experience in a regulatory role.
- Knowledge of regulatory frameworks of CSPs, trustees, financial institutions and/or gaming.
- Experience working with a regulatory authority will be considered an asset.